LIST OF RETURNS SUBMITTED TO RBI


S.No.Return NameReturn DescriptionFrequencyDepartment ConcernedReporting Entity required to submit the return *Details of Related CircularsReporting FormatName of the Reporting Platform
1DNBS01- Important Financial Parameters - Quarterly@The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI.QuarterlyDoSNBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size> ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
289 kb
XBRL Phase III
2DNBS02-Important Financial Parameters - Annual@The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs.AnnualDoSNon-deposit taking non-NDSI Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
378 kb
XBRL Phase III
3DNBS03-Important Prudential Parameters@The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI.QuarterlyDoSNBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
146 kb
XBRL Phase III
4DNBS04A- Short Term Dynamic Liquidity (STDL) - Quarterly@To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections.QuarterlyDoSNBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
335 kb
XBRL Phase III
5DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly@To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk.MonthlyDoSNBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
417 kb
XBRL Phase III
6DNBS05 - Return for CoR Rejected companies@To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejectedQuarterlyDoSNBFCs whose CoR has been rejected by the Reserve Bank and were accepting/holding public deposits on the date of application for Certificate of Registration Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
42 kb
XBRL Phase III
7DNBS06 - Important Financial & Prudential Parameters – RNBCsThe return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs.QuarterlyDoSRNBCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
161 kb
XBRL Phase III
8DNBS07 - ARCs Important Financial Parameters@To capture financial parameters and various operational details e.g. assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs.QuarterlyDoSARCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
254 kb
XBRL Phase III
9DNBS08-CRILC Main Return- MonthlyTo capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower.MonthlyDoSNBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC CIC (Core Investment companies). Not to be filed by NBFC-NOFHCs DBR.No.BP.BC.45/21.04.048/2018-19 dated June 7, 2019 Prudential Framework for Resolution of Stressed Assets
87 kb
XBRL Phase II
10DNBS09-CRILC RDBAll NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in SMA-0 for the weekWeeklyDoSAll NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in default for the week DBR.No.BP.BC.45/21.04.048/2018-19 dated June 7, 2019 Prudential Framework for Resolution of Stressed Assets
40 kb
XBRL Phase II
11DNBS10-Statutory Auditor Certificate (SAC) ReturnTo ensure continued regulatory compliance for all NBFCs.AnnualDoSAll NBFCs and ARCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
533 kb
XBRL Phase III
12DNBS11-CICs - Important Financial Parameters@The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for CIC-ND-Sis.QuarterlyDoSNBFC- Core Investment Companies (CICs) Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
412 kb
XBRL Phase III
13DNBS12-CICs - Important Prudential Parameters@The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for CIC-ND-Sis.QuarterlyDoSNBFC- Core Investment Companies (CICs) Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
90 kb
XBRL Phase III
14DNBS13-Overseas Investment Details@To capture details of overseas investment for all NBFCs having overseas investment.QuarterlyDoSAll NBFCs and ARCs Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
45 kb
XBRL Phase III
15DNBS14- P2Ps- Important Financial & Prudential Parameters@The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for NBFCs-P2P.QuarterlyDoSNBFC-P2P Category Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon.
279 kb
XBRL Phase III
16Fraud Monitoring Return 1 (FMR1)To capture the details of the fraud committed by staff, outsiders or customers involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs.As and whenDoSNBFCs – Deposit Taking & NDSIs Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016
98 kb
XBRL Phase II
17Fraud Monitoring Return 3 (FMR3) - Fraud Update ApplicationTo capture the updated information in respect of frauds reported through FMR-1 for all NBFC-D and NBFC-NDSIs.As and whenDoSNBFCs – Deposit Taking & NDSIs Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016
66 kb
XBRL Phase II
18Internal Ombudsman (IO) for Non-Banking Financial Company (NBFC)Data on IO complaintsQuarterly & AnnualCEPDa) Deposit-taking NBFCs (NBFCs-D) with 10 or more branches.
b) Non-Deposit taking NBFCs (NBFCs-ND) with asset size of Rs.5,000 crore and above and having public customer interface.
Internal Ombudsman Scheme for NBFCs, 2021
10 kb
Email
19Form A CertificateInformation to be submitted by the NBFCs regarding appointment of Statutory Central Auditor (SCA)/ Statutory Auditor (SA)AnnualDoSAll NBFCs Guidelines for Appointment of Statutory Central Auditors (SCAs)/Statutory Auditors (SAs) of Commercial Banks (excluding RRBs), UCBs and NBFCs (including HFCs)
162 kb
Hard copy/Email
20FMR-IVTo capture the updated information Report on Dacoities / Robberies / Theft / Burglaries for NBFCsAs and whenDOSNBFCs – Deposit Taking & NDSIs Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016
46 kb
XBRL Phase II
* Notes
SCBs: Scheduled Commercial Banks
RRBs: Regional Rural Banks
SFBs: Small Finance Banks
PBs: Payment Banks
LABs: Lead Area Banks
AIFIs: All India Financial Institutions
ADs: Authorised Dealers
IP Agents: Issuing and Paying Agents
NBFCs: Non-Banking Financial Companies
RNBCs: Residuary Non-Banking Companies
NBFC-D: Non-Banking Financial Companies- Deposit Taking
NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important
UCBs: Urban Cooperative Banks
StCBs: State / Central Co-operative Banks
DCCBs: District Central Co-operative Banks
CICs: Credit Information Companies
AMCs: All Authorised Money Changers
FFMCs: Full Fledged Money Changers
MTSS: Money Transfer Service Scheme
WLAs: White label ATMs
PDs: Primary Dealers
SIDBI: Small Industries Development Bank of India
@ Master Directions will be issued soon

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